M3Sixty Income and Opportunity Strategy

The investment objective is total return. The strategy seeks to produce equity income, by investing in companies with superior intellectual property portfolios and strong cash flow growth characteristics, while producing income from options premiums, dividends, and interest.

The strategy will invest primarily in domestic equity securities that, in the opinion of the manager, have above-average intellectual property portfolios and other characteristics, like strong earnings and dividend growth relative to their sector competitors, and that are members of the S&P 1500 Composite. The fund also engages in short selling and investing in the securities of other investment companies, including exchange-traded funds (“ETFs”). The Fund will seek to produce income through dividends paid on securities and options (e.g., premium income on the sale of an option) and total return through an options strategy. The Fund may also invest in companies that are experiencing a “special situation” that makes them undervalued relative to their long-term potential. These situations may include new intellectual property developments, intellectual property licensing deals, mergers, spin-offs, litigation resolutions, new products, or management changes. The Fund also seeks to generate income for shareholders by selling options against the risk taken by owning common stocks. 

Vincent du Vigneaud is the Portfolio Manager of the M3Sixty Income and Opportunity Fund. 

Prior to joining M3Sixty Capital, Vincent most recently served as the Senior Portfolio Manager for FinTrust Capital Advisors. He was responsible for creating and maintaining client portfolios as well as being Portfolio Manager for four of the firm’s Direct Index Portfolios. 

Vince was also the head trader, analyst and Investment Committee Member for the firm’s flagship FinTrust Income and Opportunity Fund.